Wednesday, August 31, 2022

Happy Labor Day

 


Happy Labor Day

 

“It should be evident to all students, residents, and practicing physicians that the enormous investment in time, money, and commitment typically necessary to become a physician makes no sense if practicing medicine frequently fails to be interesting and enjoyable.”  Samuel B. Guze, MD 1992 (1)

 

Every year I try to post something about my impression of the physician work environment. That has been a progression of depressing posts as the work environment deteriorates every year largely due to micromanagement by managed care companies and various governments that has resulted in a trillion dollar overhead, quality as an advertising meme rather than a clinical reality, poorer reimbursement for physicians, massive numbers of wasted hours for the bureaucracy and its documentation requirements, and the negative feedback loop of using the healthcare system as a jobs program for business administrators.  Each of those iterations moves use farther and farther from Dr. Guze’s reality of an enjoyable and intellectually stimulating career in medicine.  Interestingly – enjoyability is not an obvious factor in the most frequently used scale to detect burnout in medical staff.  Those scales tend to be focused on a learned helplessness/loss of personal efficacy model.  Lack or loss of enjoyability is probably the first step toward that extreme conclusion.

It is equally frustrating for patients who have seen access get markedly worse.  Just this month I tried to assist a friend in finding a therapist either inside or outside of her insurance plan. And there were none. I am not talking about a waiting list and an appointment 2 or 3 months out.  I am talking about no access at all.  The clinics would not even place her on a waiting list.  I saw a consultant myself back in January who told me he was referring me to another specialist to be seen this August.  When that did not happen, I called and my calls were not returned. Eventually by sending enough messages to my primary care MD they called me and set up an appointment on September 2.  I was called yesterday and told that appointment was cancelled.  They gave me another appointment in mid-November with the qualifier: “We have you penciled in but there is no guarantee that this won’t change again”.

I am very aware of the strain the pandemic and its mismanagement has put on the system.  Also aware of physicians and nurses resigning in droves (2). In the case of primary care specialties and psychiatry there was a serious shortage before the pandemic hit.  The pandemic itself is an insufficient explanation for what has happened over the past three years. The lack of an adequate pre-existing public health infrastructure had a lot to do with it (4).  Inadequate protection for front line workers and an inability to scale as the morbidity and mortality increased in some cases exponentially. In the case where public health officials were doing what they could they often found themselves threatened and attacked by pandemic deniers, anti-vaxxers, and let’s face it various elements of the right wing (3). The same people basically responsible for building out America’s immense for-profit and inefficient health care system. What could be more depressing than to try to treat a pandemic while a political party is basically denigrating standard public health measures and either verbally attacking or threatening public health officials to the point that many had to get security personnel for protection. When you have a big enough platform – I consider acts of omission-like not taking a stand firmly against political violence as bad as the people making the threats. I also don’t make any distinction between threats from the average man or woman on the street and members of Congress making clear threats.  Many seem to act like they have immunity in those situations.

The politically designed medical systems of care that is basically run by unqualified business people was ramped up to even worse performance by the associated political anarchy. That anarchy continues. Who could blame physicians for bailing out in those circumstances?  I think there is a legitimate concern about whether the system will every get back to its baseline prepandemic inefficiency.

Some have considered the increased use of telemedicine and telepsychiatry to be a positive correlate of the pandemic. I gave a continuing medical education presentation on it in November of 2021. For various reasons – I think the eventual outcome of telemedicine is uncertain. The main reasons have to do with businesses taking over and managing the visits for profit and to the detriment of any therapists or physicians involved. A review of what can happen was published in the New York magazine (5). I see television ads all the time for rapid access to all kinds of prescriptions just by calling a business running a specialty telemedicine site. Some of these sites are already controversial and there appears to be very little transparency when it comes to comparing these sites to the even meager quality of care offered by in-person managed care.  Payer gaming at all levels is another possibility. During the pandemic reimbursement for care delivered was at the standard rate.  We are just starting to see decreased reimbursement or no reimbursement for televisits. I have also seen very disadvantageous contracts for physicians and therapists attempting to do televisit work at the levels of reimbursement, risk, and required access. That is consistent with the decade’s old observation that medical practice environments deteriorate in quality with increasing business involvement.

On a positive note this year – the main alternative to maintenance of certification by  American Board of Medical Specialties (ABMS) is the National Board of Physicians and Surgeons (NBPAS). This year the NBPAS was given recertification status by the Joint Commission and hospital accrediting agencies. The NBPAS model is the original “life long learning” model proposed for all physicians since the Flexner era. I have personally been recertified every two years by the NBPAS, but until this year realized that most younger physicians were not in a position where they could abandon much more costly and some would say overly involved ABMS recertification procedures.  The change this year apparently makes it easier to make that transition, but a lot will depend on hospital committees and local accreditation procedures. ABMS recertification is onerous enough to tip the balance in favor of leaving the field for retirement of a different occupation so that this change may also lead to physician retention.  But a lot will depend on how all of this unfolds.

I can still recall reading about why Paul Tierstein, MD came up with the original idea for NBPAS. He noticed a colleague who was an electrophysiologist cramming for a recertification examination and learning details he would never use in his day-to day practice.  Most physicians – even within their own specialty or subspecialty develop a knowledge base for that practice.  That knowledge base is not consistent with a preparatory based knowledge learned in medical school or as a resident. Relearning irrelevant material for the sake of taking an examination is another unnecessary drain on a physician’s time and finances. Life long learning is a better way to acknowledge that physician’s highest level of certification and ongoing efforts to maintain that specialized knowledge.

All things considered it has been another very stressful year for physicians. There is a glimmer of hope on the recertification front that will hopefully alleviate a lot of unnecessary stress.      

We still have a very long way to go to reach Dr. Guze’s suggested practice environment that is both fun and intellectually stimulating.  Like he says in his book – I was taught about that is medical school and experienced it only in the very first years of practice. We need to make medicine interesting and enjoyable again and that’s a very tall order.

 

George Dawson, MD, DFAPA


Supplementary:

 Explanation of the graphic: sometime ago I posted that heavy lifting is a metaphor for what has happened to medical practice in the US. This is another example. 

References:

1:  Guze SB. Why Psychiatry Is a Branch of Medicine. New York; Oxford University Press: 1992: p. 118.

2:  Abbasi J. Pushed to Their Limits, 1 in 5 Physicians Intends to Leave Practice. JAMA. 2022;327(15):1435–1437. doi:10.1001/jama.2022.5074

3:  Ward JA, Stone EM, Mui P, and Resnick B, 2022:Pandemic-Related Workplace Violence and Its Impact on Public Health Officials, March 2020‒January 2021.American Journal of Public Health 112, 736_746, https://doi.org/10.2105/AJPH.2021.306649

4Bishai DM, Resnick B, Lamba S, Cardona C, Leider JP, McCullough JM, Gemmill A. . Being Accountable for Capability—Getting Public Health Reform Right This Time. American Journal of Public Health 0, e1_e5, https://doi.org/10.2105/AJPH.2022.306975

5: Fischer M.  The Lunacy of Text Based Therapy (And other technological solutions for a nation in trauma).  New York Magazine March 29-April 11, 2021.

Image Credit:

National Archives and Records Administration, Public domain, via Wikimedia Commons https://commons.wikimedia.org/wiki/File:Girls_deliver_ice._Heavy_work_that_formerly_belonged_to_men_only_is_being_done_by_girls.

Heavy work that formerly belonged to men only is being done by girls. The ice girls are delivering ice on a route and their work requires brawn as well as the patriotic ambition to help. - NARA - 533758. https://upload.wikimedia.org/wikipedia/commons/0/0a/Girls_deliver_ice._Heavy_work_that_formerly_belonged_to_men_only_is_being_done_by_girls._The_ice_girls_are_delivering_ice_on_a_route_and_their_work_requires_brawn_as_well_as_the_partriotic_ambition_to_help._-_NARA_-_533758.gif

Friday, August 19, 2022

Has The Mechanism of General Anesthesia Finally Been Discovered?

 


General anesthesia is one of the greatest innovations of modern medicine.  Even within  the history of that innovation there have been tremendous improvements ranging from the administration of ether in the 1960s to very closely monitored combinations of opioids, benzodiazepines, and inhaled anesthetics in more modern times. The mechanism of action of opioids and benzodiazepines at the receptor level are known, but the effects of inhaled anesthetics have been more of a source of speculation.  I first became aware of this as an undergraduate taking physical chemistry (1) when I read about Linus Pauling’s hypothesis (2).  He suggested that microcrystalline hydrates form from the reaction of anesthetic gases and water molecules at the membrane surface. Those microcrystalline hydrates then interfere with synaptic transmission leading to loss of consciousness. Pauling was a physical chemist who was awarded the Nobel Prize for his work on the hydrogen bond and wrote about many general anesthetics as not working through hydrogen bond mechanisms.  He was also very optimistic about the role of physical chemistry in biological systems. Interestingly he briefly discusses how general anesthesia and the mechanism are important for psychobiology (2):

“The progress that has been made in the field of molecular biology during this period has related in the main to somatic and genetic aspects of physiology, rather than to psychic. We may now have reached the time when a successful molecular attack on psychobiology, including the nature of encephalonic mechanisms, consciousness, memory, narcosis, sedation, and similar phenomena, can be initiated. As one of the steps in this attack I have formulated a rather detailed theory of general anesthesia, which is described in the following paragraphs.” (p. 15)

He provides an elaborate physical chemistry rationale for the hydrate-microcrystal theory of anesthesia in this paper.  Pauling’s work comes on the cusp of the era of molecular biology – a field that he is credited with creating.  In his original explanation he discussed x-ray crystallography of crystals and new biologically active protein structures continue to undergo this analysis when they are isolated and purified.

Fast forward to a paper I just read in Current Biology a few days ago (3). It is written in the context of no clear mechanism of action for volatile inhaled anesthetics since their first observed effects noted over a century ago despite numbers speculative papers including papers from the past decade in this same journal.  The authors suggest that a disruption in electron transport in the mitochondria specifically Complex I  of 4 transport proteins is the area responsible for the effects of general anesthesia. Before getting to their experiment, a few words about this system.

Electron transport, oxidative phosphorylation, and ATP synthesis are all tightly coupled processes occurring over 5 proteins known as mitochondrial complexes (Complexes I-V).  Before the era of molecular and structural biology, these processes were partially deduced using in vitro methods looking at chemical reactions in mitochondrial preparations and specific reactions that affect each step. The cofactors were determined along with the overall stoichiometry of the process. With greater emphasis on structural and molecular biology there have been additional hypotheses about the specifics of electron transfer across the complexes and how ATP synthesis occurs.  Although there is much evidence to support various hypotheses about how all of these processes occur – in all of my reading it does not appear to be settled science.  In fact, some authors talk about emergent properties of this system that cannot be defined by what is known about the current components (10).  The discussion of emergent properties is interesting on at least a couple of levels. First, that kind of discussion is routine in consciousness research. There are no clear-cut biological mechanisms that generate a conscious state and it is discussed as an emergent property of the brain. Second, the minimum requirements of a biological system to create emergent properties is never really discussed. Does the mitochondrial system of electron transport, generating a proton gradient, ATP synthesis, and tightly couple oxidation and phosphorylation qualify?

This mechanism may have implications for the science of consciousness. In humans who are in good health and have no known brain diseases - general anesthesia and non-REM (NREM) sleep are considered to the the only states of unconsciousness. During that time the thalamus appears to be inactivated (13).  There have been several studies showing that some people dream during NREM sleep so that is not a clear boundary. But in the case of this mechanism questions would include considering the synaptic mechanisms as well as the global neuroanatomical mechanisms as well as the issue of emerging properties of biological systems of varying complexity.  What does it mean if a smaller system with emergent properties can turn off a larger system with emergent properties? What is the relationship of the emergent properties between systems?  

Moving on to the paper – the authors start by pointing out that neurotransmitter recycling in neurons is dependent on ATP and endocytosis.
  Further - that Complex I of the mitochondrial electron transport chain (ETC) is the rate limiting step in this process and that disrupting it causes sensitivity to volatile anesthetics (VA). Knockout mice (for a protein in Complex I) were physiologically normal but much more sensitive to VA. The authors hypothesized that VAs decrease presynaptic ATP production by the ETC (oxidative phosphorylation) leading to decreased endocytosis and neurotransmitter cycling, and that the inhibition of Complex I was the primary mechanism.  They conduct a number of experiments to illustrate the effects of VA (isoflurane) on the ETC chain looking at perturbations would increase the effect and decrease the effect and conclude that their hypotheses are supported by the data.  They conclude that Complex I inhibition may be the mechanism of action of isoflurane. If supported by other studies the mystery of the mechanism of action of VA may be solved after 170 years.

I continue to be astonished at the trajectory of brain science and all of the factors that are needed for these advancements.  Even at the level in this paper the suggestion is that the proposed hypothesis will require additional work.  This research occurs at the intersection of a series of historical hypotheses about the mitochondrial ETC and parallel hypotheses about the mechanism of action of volatile anesthetic gases. The scientific work and hypothesizing was built both on previous discovery and advances in technology.  In this area advancement was slow and is still not completely settled in either research area. A lot of science discussed in the press seems to suggest that there are arbitrary time frames or amounts of investment for advances and that is obviously not true.

George Dawson, MD, DFAPA

 

References:

1:  Moore WJ.  Physical Chemistry, Fourth Edition. Englewood Cliffs: Prentice-Hall, Inc; 1972: p. 241-243.

2:  Pauling L. A molecular theory of general anesthesia. Science. 1961 Jul 7;134(3471):15-21. doi: 10.1126/science.134.3471.15. PMID: 13733483.

3:  Jung S, Zimin PI, Woods CB, Kayser EB, Haddad D, Reczek CR, Nakamura K, Ramirez JM, Sedensky MM, Morgan PG. Isoflurane inhibition of endocytosis is an anesthetic mechanism of action. Curr Biol. 2022 Jul 25;32(14):3016-3032.e3. doi: 10.1016/j.cub.2022.05.037. Epub 2022 Jun 9. PMID: 35688155; PMCID: PMC9329204.

4:  Sharma LK, Lu J, Bai Y. Mitochondrial respiratory complex I: structure, function and implication in human diseases. Curr Med Chem. 2009;16(10):1266-77. doi: 10.2174/092986709787846578. PMID: 19355884; PMCID: PMC4706149.

5:  Wikström M, Hummer G. Stoichiometry of proton translocation by respiratory complex I and its mechanistic implications. Proc Natl Acad Sci U S A. 2012 Mar 20;109(12):4431-6. doi: 10.1073/pnas.1120949109. Epub 2012 Mar 5. PMID: 22392981; PMCID: PMC3311377.

5:  Jones AJ, Blaza JN, Varghese F, Hirst J. Respiratory Complex I in Bos taurus and Paracoccus denitrificans Pumps Four Protons across the Membrane for Every NADH Oxidized. J Biol Chem. 2017 Mar 24;292(12):4987-4995. doi: 10.1074/jbc.M116.771899. Epub 2017 Feb 7. PMID: 28174301; PMCID: PMC5377811.

7:  Toda C, Diano S. Mitochondrial UCP2 in the central regulation of metabolism. Best Pract Res Clin Endocrinol Metab. 2014 Oct;28(5):757-64. doi: 10.1016/j.beem.2014.02.006. Epub 2014 Mar 7. PMID: 25256770.

8:  Giorgio V, Fogolari F, Lippe G, Bernardi P. OSCP subunit of mitochondrial ATP synthase: role in regulation of enzyme function and of its transition to a pore. Br J Pharmacol. 2019 Nov;176(22):4247-4257. doi: 10.1111/bph.14513. Epub 2018 Nov 28. PMID: 30291799; PMCID: PMC6887684.

9:  DiMauro S, Garone C. Historical perspective on mitochondrial medicine. Dev Disabil Res Rev. 2010;16(2):106-13. doi: 10.1002/ddrr.102. PMID: 20818724; PMCID: PMC3839238.

10:  Voet D, Voet JG. Electron Transport and Oxidative Phosphorylation. In: Biochemistry, 2nd Edition. New York: John Wiley & Sons, Inc;1995: 563-598.

11:  Kurz FT, Aon MA, O'Rourke B, Armoundas AA. Functional Implications of Cardiac Mitochondria Clustering. Adv Exp Med Biol. 2017;982:1-24. doi: 10.1007/978-3-319-55330-6_1. PMID: 28551779; PMCID: PMC7003720.

12:  Deshpande OA, Mohiuddin SS. Biochemistry, Oxidative Phosphorylation. [Updated 2021 Aug 3]. In: StatPearls [Internet]. Treasure Island (FL): StatPearls Publishing; 2022 Jan-. Available from: https://www.ncbi.nlm.nih.gov/books/NBK553192/

13:  12:  Vacas S, Kurien P, Maze M. Sleep and Anesthesia - Common mechanisms of action. Sleep Med Clin. 2013 Mar;8(1):1-9. doi: 10.1016/j.jsmc.2012.11.009. PMID: 28747855; PMCID: PMC5524381.


Graphics Credit:

 Mitochondria graphic is my modification of a VisiScience slide per their user agreement for non-commercial use.

Supplementary:

1:  The Krebs cycle, citric acid cycle, or tricarboxylic acid cycle occurs only in the mitochondrial matrix basically converting chemical energy into the reducing power of NADH for ATP synthesis from electron transport.

2:  Additional review on mitochondrial dysfunction and Alzheimer's Disease:

Misrani A, Tabassum S, Yang L Mitochondrial Dysfunction and Oxidative Stress in Alzheimer’s Disease.  Front. Aging Neurosci. 2021; 13:617588. doi: 10.3389/fnagi.2021.617588


Monday, August 15, 2022

Rosacea Is A Complex Illness – And Here Is Why That Is Important

 

Pathophysiology of Rosacea from Ref 2 via-Noncommercial 4.0 International (CC BY-NC 4) 0)
    (click to enlarge)

 

This post is part of my apparent never-ending quest to get complex illnesses and blog about them.  About 15 years ago, I saw my primary care physician and described some dermatology problems that I was having.  I won’t get too deep into the weeds about my symptoms, but somewhere along the line I also recalled that my father had similar symptoms. In those days back in the 1950s and 1960s he really did not get any formal diagnosis.  He was told instead that the somewhat matted lesions he had on his face should be “drained” and his physician cut into them with a scalpel.  Eventually they cleared up on their own. In my case I was given some topical metronidazole that seemed to work for local outbreaks and have been using it ever since. It seems good for focal lesions but it does not seem to do much for more global symptoms such as a burning and stinging sensation of the more recently discovered ocular symptoms of rosacea. 

I first started to diagnose it and refer it for treatment when I was seeing patients in acute care psychiatric units.  I acquired a text that was considered state-of-the art in the late 20th century (1) to assist me in describing rashes and diagnosing dermatology diseases.  The definition of rosacea was: “Papules and papulopustules occur in the center of the face against livid erythematous background with telangiectasias. There is also quite often diffuse connective tissue and sebaceous gland hyperplasia and sometimes hypertrophy of the nose (rhinophyma)” (p. 730).  The disease was described as progressive stages rather than discrete phenotypes and the pathology of each stage was described and as a chronic inflammatory condition.

Little was known about the pathophysiology at the time but the usual suspects of genetic predisposition and relationships to diet and other potential irritants. The mite Demodex folliculorum was suspected.  Various irritants like sun, mechanical irritation, heat, cold, hot drinks, alcohol, and caffeine increased the erythema (redness).  The authors described progressive stages rather than distinct phenotypes. Eye involvement was known at the time including complications like blepharitis, conjunctivitis, iritis, and in some cases keratitis of the cornea leading to blindness.  Associated symptoms were eye pain and photophobia.  The main treatment described was systemic and topical antibiotics, sunscreen and avoiding other irritants.

Today like many diseases there are clearer diagnostic criteria and there is also accumulated knowledge on possible pathophysiology. The American Rosacea Society proposed the criteria listed in the following table. Currently 2 or more major features are diagnostic.  The criteria are controversial because they include a number of features with low predictive value.  A subsequent update by the Global ROSacea COnsensus Panel (ROSCO) modified the criteria and expanded to 6 phenotypes. Note that there are no formal biomarkers for the phenotypes just very approximate clinical descriptions.

 

Primary Features

Central distribution of:

 

Transient erythema (flushing)

Permanent erythema

Papules/pustules

Telangiectasia

 

Secondary Features

Burning or stinging sensation

Ocular involvement

Edema

Dryness

Plaque formation

Peripheral location

Phymatous changes

 

Phenotypes

Subtypes:

 

Erythematotelangiectatic

Papulopustular

Phymatous

Ocular

 

Variant:

Granulomatous

 

 

 

ROSCO Phenotypes

Flushing

Persistent Erythema

Telangiectasia

Papules/pustules

Phymatous changes

Ocular manifestations

 

This post is not about how to make the diagnosis or treat this disorder, although every physician including psychiatrists should be able to recognize the condition. I am hoping to convey some diagnostic imperatives and discuss disease complexity that underlies fairly basic diagnostic categories. It will also be apparent that basic science research has added quite a lot in terms of the treatment or this disorder, but that a lot of uncertainty remains.

Let me start with pathophysiology. There is always plenty of controversy about pathophysiology despite the fact that not much is known about it – even in common complex diseases.  That includes psychiatric diseases and yet people seem to suspend their critical thinking when it comes to psychiatry – and claim that the lack of pathophysiological mechanisms and medications specific for that pathophysiology represents something unique. In the case of rosacea since it is considered a complex inflammatory disease there are a couple of approaches to looking at pathophysiology. The first is to consider the two main types of immunity and how they are modified.  The first general type in innate immunity basically comprised of various barriers to pathogens like skin and mucous membranes, non-specific immune cells, and inflammatory proteins like interferons.  Local chemical environments can also produce a number of physical and chemical conditions that can kill potential pathogens.  Adaptive immunity is more specific and it depends on recognitions on antigens on pathogens and the resulting reactions with antibodies and immune cells. In the case of rosacea there are different theories involving both types of immunity.

One theory suggests that there is increased production of cathelicidin antimicrobial peptide (CAMP) – a component of innate immunity that leads to the inflammatory process associated with rosacea.  CAMP gene expression is regulated by VDR (a Vitamin D dependent transcription factor) and C/EBPα (a Vitamin D independent transcription factor). During winter months there is not enough UV light to produce CAMP by the Vitamin D dependent process. This theory suggests there is a mutation that allows for C/EBPα activation leading to toll-like (TLR) receptor mediated immune responses and upregulation of endoplasmic reticulum (ER) stress responses.  Although this sequence of events leads to increased inflammation due to a number of end products [sphingosine-1-phosphate (S1P), LL-37 the active cleavage product of CAMP, interleukin-1β (IL-1β), IL-17, IL-18, as well as associated T-helper (Th) cells and chemokines.  This process is depicted in the graphic at the top of this post (click on it to enlarge).  The activation of this inflammatory reaction can be verified by measuring end products in both the epithelium and the ocular surface.  Dry eye clinics have the capacity to check for tear osmolarity and inflammatory markers like matrix metalloproteinase-9 (MMP-9) – an enzyme.  MMP-9 can be done as a point-of-care test so that the results are available within minutes.

A logical question to ask is whether widespread activation of the inflammatory response associated with rosacea can affect organ systems other than skin. The degree of inflammation is also a factor. It is common to see patients with diverse findings ranging from mild erythema on the cheeks to intense erythema of the eyelids and central facial areas. The question of other organ systems has been examined with interesting findings. Cardiac, neurological, and psychiatric conditions are all more likely in patients with rosacea (6-15).  In terms of cardiac conditions that includes a modest increased risk for atherosclerotic heart disease.  There is less evidence of increased risk for arrhythmias but that increased risk has been demonstrated for other inflammatory dermatological conditions like atopic dermatitis and psoriasis (14). In the papers where the authors comment on possible pathophysiology the suggested mechanisms are innate immunity, adaptive immunity, or both.

Rosacea is a complex inflammatory disease that can lead to significant ocular and dermatological complications. According to one theory the pathophysiology of the illness may have been caused by an adaptive mutation in Nordic populations that preserved innate immunity when Vitamin D dependent factors were not available due to decreased photoperiod and UV light. The general consensus is that there is no agreed up theory to explain the underlying pathophysiology and like the immunological literature in psychiatry different authors have differing hypotheses.

Psychiatrists need to be aware of the condition because about 5% of the population has it, it is readily diagnosed based on visual inspection but the ocular phenotype may require referral to a specialized dry eye clinic. The dry eye disease untreated can lead to significant eye complications. From a theoretical perspective there are direct parallels with the psychiatric process including the categorial diagnoses, theoretical pathophysiology, and a number of treatments that may or may not address that pathophysiology.  Current clinical and future research questions include:

1:  Are there immunological mechanisms common to both rosacea and common psychiatric disorders?  Immune etiopathophysiological hypotheses for psychiatric disorders have been proposed since 1985 (16) and their complexity and the number of disorders covered have only increased since that time.  Over the same time frame much more has been discovered about the basic science of immunology. Do the proposed immune mechanisms of rosacea affect other organ systems in the same way that the skin is affected?  Are these mechanisms responsible for some of the early observations about PET imaging of the brain (15) in rosacea?

2:  What about the immunological products of rosacea?  Is it possible that they are contributing to what are considered symptoms of general disorders like anxiety and depression?  Cytokines like IL-17 can lead to flu-like symptoms and a general feeling of malaise – could this lead to the appearance of a treatment resistant anxiety or depressive disorder?  Could it lead to the misdiagnosis of a psychiatric disorder?

3:  Even if there is no direct physiological connection between rosacea and anxiety and depression can pathophysiological processes lead to psychiatric complications especially with pre-existing anxiety and depression. For example- rosacea leads to neurovascular hyperactivity in the form of facial flushing and skin sensitivity to a variety of physical and chemical irritants. If you have a pre-existing concern about embarrassment, humiliation, and obvious physical signs of anxiety rosacea compounds that.  It also can lead to sleep problems due to skin sensitivity that will compound any associated psychiatric disorder.

4:  Dealing with the stress of a chronic disorder activates additional processes that can either exacerbate or precipitate anxiety or depression. There is an inherent bias to see conditions like rosacea as a minor problem rather than a potentially very stressful problem with considerable morbidity that can actually lead to physical disability.

That is what I have found to be interesting about rosacea and dealing with it at an individual level.  I hope there is more research focused on it in the future from the combined perspectives of psychiatry, dermatology, and immunology.  There is much more to be learned.

 

George Dawson, MD, DFAPA

 

References:

1:  Braun-Flaco O, Plewig G. Wolff HH, Winkelmann RK.  Dermatology.  Springer-Verlag, Berlin 1991: 730-731.

2:  Melnik BC.  Rosacea: the blessing of the Celts – an approach to pathogenesis through translational research.  ACTA Derm Venerol 2016; 96: 147-156.

3:  Ratajczak MZ, Pedziwiatr D, Cymer M, Kucia M, Kucharska-Mazur J, Samochowiec J. Sterile inflammation of brain, due to activation of innate immunity, as a culprit in psychiatric disorders. Frontiers in psychiatry. 2018 Feb 28;9:60.

4:  Salam AP, Borsini A, Zunszain PA. Trained innate immunity: A salient factor in the pathogenesis of neuroimmune psychiatric disorders. Molecular Psychiatry. 2018 Feb;23(2):170-6.

5:  Zengeler KE, Lukens JR. Innate immunity at the crossroads of healthy brain maturation and neurodevelopmental disorders. Nature Reviews Immunology. 2021 Jul;21(7):454-68.

6:  Garrett ME, Qin XJ, Mehta D, Dennis MF, Marx CE, Grant GA, VA Mid-Atlantic MIRECC Workgroup, PTSD Initiative, Injury and Traumatic Stress (INTRuST) Clinical Consortium, Psychiatric Genomics Consortium PTSD Group, Stein MB. Gene expression analysis in three posttraumatic stress disorder cohorts implicates inflammation and innate immunity pathways and uncovers shared genetic risk with major depressive disorder. Frontiers in Neuroscience. 2021 Jul 29;15:678548.

7:  Pape K, Tamouza R, Leboyer M, Zipp F. Immunoneuropsychiatry—novel perspectives on brain disorders. Nature Reviews Neurology. 2019 Jun;15(6):317-28.

8:  Bekkering S, DomĂ­nguez-AndrĂ©s J, Joosten LA, Riksen NP, Netea MG. Trained immunity: reprogramming innate immunity in health and disease. Annual review of immunology. 2021 Apr 26;39:667-93.

9:  Dounousi E, Duni A, Naka KK, Vartholomatos G, Zoccali C. The innate immune system and cardiovascular disease in ESKD: monocytes and natural killer cells. Current Vascular Pharmacology. 2021 Jan 1;19(1):63-76.

10:  Scott Jr L, Li N, Dobrev D. Role of inflammatory signaling in atrial fibrillation. International journal of cardiology. 2019 Jul 15;287:195-200.

11:  Zhou X, Dudley Jr SC. Evidence for inflammation as a driver of atrial fibrillation. Frontiers in cardiovascular medicine. 2020 Apr 29;7:62.

12:  Bellocchi C, Carandina A, Montinaro B, Targetti E, Furlan L, Rodrigues GD, Tobaldini E, Montano N. The Interplay between Autonomic Nervous System and Inflammation across Systemic Autoimmune Diseases. International Journal of Molecular Sciences. 2022 Feb 23;23(5):2449.

13:  Choi D, Choi S, Choi S, Park SM, Yoon HS. Association of Rosacea With Cardiovascular Disease: A Retrospective Cohort Study. J Am Heart Assoc. 2021 Oct 5;10(19):e020671. doi: 10.1161/JAHA.120.020671. Epub 2021 Sep 24. PMID: 34558290; PMCID: PMC8649155.

14:  Schmidt SAJ, Olsen M, Schmidt M, Vestergaard C, Langan SM, Deleuran MS, Riis JL. Atopic dermatitis and risk of atrial fibrillation or flutter: A 35-year follow-up study. J Am Acad Dermatol. 2020 Dec;83(6):1616-1624. doi: 10.1016/j.jaad.2019.08.039. Epub 2019 Aug 20. PMID: 31442537; PMCID: PMC7704103.

15:  Liu Y, Xu Y, Guo Z, Wang X, Xu Y, Tang L. Identifying the neural basis for rosacea using positron emission tomography-computed tomography cerebral functional imaging analysis: A cross-sectional study. Skin Res Technol. 2022 May 29. doi: 10.1111/srt.13171. Epub ahead of print. PMID: 35644027.

16:  Knight JG.  Possible autoimmune mechanisms in schizophrenia.  Integrative Psychiatry 1985; 3: 134-143.

Wednesday, August 3, 2022

The Umbrella Review of Serotonin


Over the past week a review was published in Molecular Psychiatry that claimed to discredit nearly all of the previous work on serotonin hypotheses of depression (there are far more than one).  Ron W. Pies, MD, and I wrote a rejoinder to this review. Whenever you consider a commentary about a published paper the level needs to be considered.  For example, if the paper is a polemic – responding to the rhetoric is one approach.  For those not familiar with the rhetoric around this issue take a look at this previous post on Chemical Imbalance Theory and you will be brought up to speed.  If you need additional information here is a second, more recent post.  If the paper is primarily scientific then responding to the science and measurements in the paper is another. These days, responding to the statistics is a third option and in the case of specialized reviews like an “umbrella review” commentary on the methodology is a third.  For our initial effort we made a conscious decision not to go “to far into the weeds” of science or statistics.

On that basis, we respond to a fair amount of rhetoric and science. I refer interested readers to our paper published this morning on the Psychiatric Times.  On that page the study I am referring to is reference 1, The serotonin theory of depression: a systematic umbrella review of the evidence.  The serotonin theory of depression is just like Fight Club – there is no serotonin theory of depression and that is one of the first points we make in the paper.

As far as the science of serotonin goes – it is fairly intense. Since 1957 when there were only 2 known serotonin receptors types, we have developed a lot of knowledge about this system.  With that knowledge there has been a mind-boggling amount of system complexity that nobody has been able to explain to date. We are basically getting glimpse of how the entire system works. It is highly likely that there are behavioral, cognitive, and autonomic correlates of these systems – but we have a way to go.  Back in the day when I was a research fellow in neuroendocrinology I tried (in vain) to find out how serotonin signaling affected the HPA axis. Practically all researchers at the time considered monoaminergic hypotheses of mood disorders to have heuristic value (see the quote below). The intervening 30 years of advanced research proved them correct. The authors of the umbrella review conclude that it is time to acknowledge that the serotonin theory of depression is unsubstantiated despite a large research effort and that this should be acknowledged.  That is difficult to do when they seem to be the only people promoting this theory.

For those interested in excellent summaries of current serotonin research I suggest the following volumes written by 41 and 128 scientists respectively.


At some point, I will take a much closer look at the methodology used in this study. Just looking at the PRISMA diagram and 360 reviews being pared down to 17 with just a few in some categories – suggests that the umbrella has collapsed.

 

George Dawson, MD, DFAPA


Reference:

Ron W. Pies, George Dawson.  The Serotonin Fixation: Much Ado About Nothing New, Psychiatric Times. August 3, 2022

https://www.psychiatrictimes.com/view/the-serotonin-fixation-much-ado-about-nothing-new


Supplementary Graphic:

When I first started to respond to the chemical imbalance theory rhetoric - I took all of the psychopharmacology books off my shelves from the past 35 years to illustrate that in all of those texts on the subject there were no references to a chemical imbalance theory and that I had never been taught such a theory by my professors (many of whom were leading psychopharmacologists).  Since the original photo, my stack of psychopharmacology journals has increased about 3/4 of a foot and that would bring the stack up to about 5 feet. I am not going to pull them all down to remeasure so I just made this graphic.



Graphics Credit:

The iceberg graphic at the top of this post was done by the following authors and I added the text only.  Full credit is listed below per Wikimedia and CC licensing:

Created by Uwe Kils (iceberg) and User:Wiska Bodo (sky)., CC BY-SA 3.0 , via Wikimedia Commons 

Saturday, July 16, 2022

More On Disease-Modifying


                                        See reference 6 and graphic credit for source.


 

My last post was not satisfactory after I read thorough it several times.  I decided to diagram the concepts of symptomatic and disease modifying with the suggested parameters and cite a few specific examples in the diagram.  An obvious problem with the definitions as used by Professor Ghaemi is that it involved a lot of inductive reasoning on the pathophysiology side of the equation. 

How can you say a medication is affecting underlying pathophysiology if it is unknown?  Much pathophysiology of complex disease is at the hypothetical rather than theoretical level. The hypotheses are restated over time, but there are no widely accepted theories. That has resulted in measurable proxies for pathophysiology being used like serum biomarkers for rheumatological disease and brain plaques for active disease and remissions in multiple sclerosis.  

The problem with that approach is highlighted with the recent controversy in the FDA approval of aducanumab ( an anti-beta~amyloid antibody) for Alzheimer’s Disease or mild cognitive impairment.  The biomarker of PET visualized beta~amyloid plaques were significantly improved in two clinical trials relative to placebo.  Both of these trials were terminated early when it became apparent, they would not reach primary efficacy endpoints. In this case, the drug did not reach clinical efficacy as a disease-modifying drug and it is effective against a biomarker that may not be a true marker of the pathophysiology of Alzheimer’s Disease.  Additionally, the drug was associated with amyloid-related imaging abnormalities (ARIA) at a significantly higher rate than placebo.  These lesions were thought to represent vasogenic edema and microhemorrhages and necessitate careful screening at baseline for preexisting vascular disease.

There are seemed to be a bias in the literature on where the term was used.  Disease-modifying seems to be associated primarily with rheumatological and some specific illnesses like multiple sclerosis.  In other areas it is mentioned primarily as an absence as in: “there are no disease-modifying drugs for this condition”.

 


What are the main points that I tried to incorporate into the diagram?

1.  Neither the disease-modifying or symptomatic interventions are 100% effective.  With any complex, polygenic illness there will be non-responders, partial responders, and optimal responders.  In many studies the optimal responders will meet study criteria for remission – but that also happens in clinical practice.  For example, it is common to assess people undergoing antidepressant treatment and find that from a subjective standpoint their depressive symptoms are gone and they feel like they are back at their baseline.  Of course, in randomized clinical trials there is an intent-to-treat analysis that counts study drops outs in the denominator no matter what the cause. In clinical practice that group would be provided with an alternate treatment.

2.  There can be overlap between disease-modifying and symptomatic treatment. There are a few examples in the graphic, but prednisone for rheumatoid arthritis is probably the best example.  It treats acute joint and systemic inflammation while preventing bone erosion early in the course of illness.  There are many drugs that are either symptomatic or disease-modifying.

3.  Many of the outcomes are not cleanly separable.  Symptom ratings and symptom defined remission can be associated with hospitalizations, disease markers, and composite outcomes. Measurable disease markers or biomarkers are certainly preferable, but as noted in the case of aducanumab there may be unexpected findings suggesting other important underlying pathophysiology.  In the case of complex diseases we are learning more and more that many genes and many gene networks are potentially involved.  In that case – a final common pathway or a parsimonious analysis should not be expected.  We appear to be at the very early stages of being able to analyze these complex interactions.

No matter how you parse it – the definitions considered above do not allow for a very clearly defined category of disease-modifying and symptomatic.  Does regulatory language from the US Food and Drug Administration (FDA) or the European Medicines Agency (EMA) help?  The standard for disease-modifying approvals apparently changed before 2019 (2).  Up until that time the standards were largely descriptive like delaying disability or slowing the progress of illness.  The authors note and uneven approach to the term disease-modifying with a tendency to use it in rheumatic diseases but less so in neurodegenerative diseases. They attribute that to disease-modifying being an inferential concept because “changes in the brain cannot be directly observed”.

This is an important concept because it applies to all of the hypothetical mechanisms of action of most drugs that exist.  In the previous post I pointed out that all of the disease modifying drugs for multiple sclerosis have no widely accepted theories about their mechanism of action.  The hypotheses may be listed but more commonly are listed as unknown or not fully understood.  The same is true for the disease-modifying drugs in psychiatry listed by Ghaemi in his recent paper (4).  Various signaling systems are cited, but the reality is there is no widely accepted mechanism of action and more importantly no mechanistic way to explain lithium nonresponse.  

The best way to approach disease-modifying drugs in general and more specifically in psychiatry is to discuss the hypothetical mechanisms of action and the implications of those mechanisms.  That is the focus of research and the basis for many purported biomarkers of disease in psychiatry but clearly in many other fields of medicine. With the advent of genomics we are also witnessing a necessary paradigm shift away from simple explanations.

 

George Dawson, MD, DFAPA

 

References:

1:  Rabinovici GD. Controversy and Progress in Alzheimer's Disease - FDA Approval of Aducanumab. N Engl J Med. 2021 Aug 26;385(9):771-774. doi: 10.1056/NEJMp2111320. Epub 2021 Jul 28. PMID: 34320284.

2:  Morant AV, Jagalski V, Vestergaard HT. Labeling of Disease-Modifying Therapies for Neurodegenerative Disorders. Front Med (Lausanne). 2019 Oct 17;6:223. doi: 10.3389/fmed.2019.00223. PMID: 31681780; PMCID: PMC6811601.

3:  Schubert, K.O., Thalamuthu, A., Amare, A.T. et al. Combining schizophrenia and depression polygenic risk scores improves the genetic prediction of lithium response in bipolar disorder patients. Transl Psychiatry 11, 606 (2021). https://doi.org/10.1038/s41398-021-01702-2

4:  Ghaemi SN. Symptomatic versus disease-modifying effects of psychiatric drugs. Acta Psychiatr Scand. 2022 Jun 2. doi: 10.1111/acps.13459. Epub ahead of print. PMID: 35653111

5:  Alda M. Lithium in the treatment of bipolar disorder: pharmacology and pharmacogenetics. Mol Psychiatry. 2015 Jun;20(6):661-70. doi: 10.1038/mp.2015.4. Epub 2015 Feb 17. PMID: 25687772; PMCID: PMC5125816.

6:  Kerr F, Bjedov I and Sofola-Adesakin O (2018) Molecular Mechanisms of Lithium Action: Switching the Light on Multiple Targets for Dementia Using Animal Models. Front. Mol. Neurosci. 11:297. doi: 10.3389/fnmol.2018.00297

 

Graphic Credit:  Reference 6 and the following copyright and Open Access license:

Copyright © 2018 Kerr, Bjedov and Sofola-Adesakin. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

Wednesday, July 13, 2022

Disease-modifying or something else?

 


A paper written by S. Nassir Ghaemi, MD was posted this week and in it he discussed the concept of diseases modifying medications and whether any medication used for psychiatric purposes might be included in that category.  Dr. Ghaemi is a distinguished psychiatrist who has written on diverse topics.  He is a prominent psychiatric theorist and also has complied many of his ideas about psychiatry and psychopharmacology in the book Clinical Psychopharmacology (1).   

In the book he presents a brief discussion of disease modifying medications and how few there seem to be in psychiatry as well as what he considers to be obstacles to the discovery of these agents.  He does suggest in the book that lithium, clozapine, and possibly a few anticonvulsants may be considered disease-modifying rather than symptomatically effective or palliating medications. This recent paper presents his latest ideas on the subject.

In his paper he is much more specific.  His premise is that there are disease-modifying drugs and drugs that only treat symptoms and that nearly all psychiatric drugs fall into the latter category. He reviews his rationale for these classifications and emphasizes the lack of understanding of pathophysiology of mental illnesses as a main reason for this deficiency. His talking points are ideal newspaper headlines and will probably are easily assimilated by many who don’t know much about psychiatry or medicine.  This blog post is an elaboration of this story.

In order to build those arguments, let me start with a brief introduction to rheumatology.  My personal introduction to that field occurred in medical school when I had my first acute gout attack and had a medicine attending who was a rheumatologist and two senior medicine residents who aspired to and eventually became rheumatologists. I happened to be at the medical school with one of the top experts in the field Daniel J. McCarty. MD.   Rheumatology in general looks at inflammation in the narrowest sense in joints but more broadly in the body and in multiple organ systems. Rheumatologists are experts in all forms of arthritis but also systemic illnesses with joint manifestations like systemic lupus erythematosus (SLE) and rheumatoid arthritis (RA).  The American College of Rheumatology lists the diagnostic criteria for 20 major groups of illnesses on their web site with additional criteria for subclassification.

Why should psychiatrists have an interest in rheumatology?  My initial interest was in the diseases themselves as well as the classification system. Like psychiatric categorial diagnoses, the rheumatology classification system is criterion based, based on expert consensus and ongoing scientific review, and the sensitivity of the criteria are adjusted according to what is clinically indicated. For example, a category could be adjusted to be more inclusive with more false positives – if it was important to identify early disease stages and prevent progression in the future.  The disease categories are important to psychiatrists because their overlap with psychiatric diagnoses.  For example, neuropsychiatric SLE (NPSLE) is defined as the usual symptoms of SLE with a central nervous system manifestation like seizures, psychosis, or cognitive problems.  It is in the differential diagnosis of patients with psychosis. In addition, there are currently active hypotheses about the role of inflammation in the pathophysiology of depression, psychosis, and neurocognitive disorders at a level that is far below the threshold for overt rheumatological disease.

The similar classification system brings up similar concerns in rheumatology relative to psychiatry. The issue of classification versus diagnosis for example. In a recent review of that issue the problem described in rheumatology by a group of experts is basically the same problem encountered in psychiatry:

Rheumatologists face unique challenges in discriminating between rheumatologic and non-rheumatologic disorders with similar manifestations, and in discriminating among rheumatologic disorders with shared features.  The majority of rheumatic diseases are multisystem disorders with poorly understood etiology; they tend to be heterogeneous in their presentation, course, and outcome, and do not have a single clinical, laboratory,pathological, or radiological feature that could serve as a “gold standard” in support of diagnosis and/or classification.” (3)

 Psychiatry or the equivalent term could be substituted for rheumatology, rheumatologic, or rheumatic in the above paragraph without skipping a beat. Before the current pandemic many rheumatology clinics were treating patients with symptoms that could not be clearly attributed to rheumatic disease.  In some cases, about 1/3 of patients were in that category (4).  The issue is complicated by the fact that non-rheumatic origins of some of these symptoms need to be recognized and addressed (5).  The difficulties associated with rheumatic diseases have led to “spectrum” descriptions of illness but as far I can tell no push for dimensional rather than categorical diagnoses. There has also been a concern about recognition in primary care settings with delayed referral to rheumatologists (6).

Disease complexity is difficult to address and rheumatologists like psychiatrists see a number of conditions that do not remit, are progressive and can be fatal and/or very disabling, and for which there are few good treatments. It is common in psychiatry to see patients with rheumatoid arthritis who are treated on a chronic basis with low dose prednisone – where the dose is adjusted according to disease activity and degrees of complications from the medication. In other words, the focus of treatment is symptomatic rather than curing or modifying the course of the disease.   

Unlike psychiatry, rheumatology had an early focus on disease modification and using the term “disease modifying” drugs.  The earliest reference to “disease-modifying” in PubMed that I could find was 1976 (7). 

 



 

But the connections to subsequent papers from that original paper seemed to stop in the 1980s.  That suggests to me that there was an evolution of the terms and the medications used as DMARDS.  Searching through modern medicine texts like UpToDate shows that most of the references to disease-modifying medications is focused on rheumatology diseases, multiple sclerosis and some other neurological illnesses, and a few rare conditions.  In some cases, the focus is on a complication is a single organ system or an intermediate phenotype of the main disease.

In a paper specifically written about the term in rheumatology, Buer (8) describes the concept of disease modifying anti-rheumatic drugs or DMARDS beginning in the 1970s with the goal of preventing bone erosion from rheumatoid arthritis. Use of the term increased over the next two decades outlasting several competing terms.  The early purpose was to distinguish between medications that could slow or modify the progression of disease and those that provided symptomatic relief. 

Another potential reason that the disease-modifying was developed in areas of medicine where inflammation and immunological mechanisms where thought to play a part in disease pathology was the longstanding and widespread use of glucocorticoids (GC).  GC drugs like prednisone have been used for 60 years, are used by a substantial portion of the population and that use is growing (15).  The purported mechanisms of action have been clarified over time and are currently characterized as genomic and non-genomic (cytosolic GC receptor mediated and specific/nonspecific effects).  The effect occurs at the level of cytokines, cell membranes, and immune cells. The disease modifying effects of GC were first described in 1995 and are thought to be limited to bone loss in the early stages of rheumatoid arthritis.

Considering the characteristics of an ideal medicine that is curative or preventive and the definitions of a disease modifying drug there is a lot of room for interpretation.  Endocrinopathies come to mind – specifically deficiency states where replacement therapy of thyroxine, corticosteroids, growth hormone, or gonadal hormones corrects the deficiency state that is some cases is life-threatening.  Diabetes mellitus is another example.  Correcting insulin deficiency culminating in human insulins designed to provide more even coverage of glucose levels has resulted in a significantly altered life span for juvenile onset diabetes and for adults. There are also examples in cardiology both from the standpoint of longevity and secondary prevention of heart attacks, strokes, and renal failure. But most of the literature on disease modifying medications is focused on rheumatology and multiple sclerosis (US).

Using MS as an example, I compiled a table of all current FDA approved MS treatments, the year of approval, and what is known about the mechanism of action (MOA).  The MOA in each case is taken directly from the FDA approved package insert.  In the case of natalizumab, there were several paragraphs describing the purported mechanism of action so I included a link to the package insert. The important observation from this table is that in the case of all 18 FDA approved medications – the mechanism of action is unknown. That statement is made in various ways. For example, there may be a suggested hypothetical MOA but it is just that. In the case of MS disease-modifying drugs are based on an unproven hypothesis, rather than a known mechanism of action or theory. I have not constructed a table for rheumatology disease modifying drugs but I expect the same results based on the quotation from reference 3 above. Disease-modifying drugs do not appear to be specifically designed to address and underlying MOA – but are empirically determined based on hypotheses like every other drug.

 

FDA approved drugs for MS and Mechanism of Action


Drug

Type

MOA

Glatiramer (Copaxone)

Approved 1996

SC Injection

“The mechanism(s) by which glatiramer acetate exerts its effects in patients with MS are not fully understood. However, glatiramer acetate is thought to act by modifying immune processes that are believed to be responsible for the pathogenesis of MS.”

Interferon beta 1a (Avonex)

Approved 1996

IM injection

“The mechanism of action by which AVONEX exerts its effects in patients with multiple sclerosis is unknown.”

Interferon beta 1b (Betaseron)

Approved 1993

SC injection

“The mechanism of action of BETASERON (interferon beta-1b) in patients with multiple sclerosis is unknown”

Peginterferon beta 1a (Plegridy)

Approved 2014

SC injection

“The mechanism by which PLEGRIDY exerts its effects in patients with multiple sclerosis is unknown”

Dimethyl fumarate (Tecfidera)

Approved 2013

Oral tab

“The mechanism by which dimethyl fumarate (DMF) exerts its therapeutic effect in multiple sclerosis is unknown. DMF and the metabolite, monomethyl fumarate (MMF), have been shown to activate the Nuclear factor (erythroid-derived 2)-like 2 (Nrf2) pathway in vitro and in vivo in animals and humans. The Nrf2 pathway is involved in the cellular response to oxidative stress. MMF has been identified as a nicotinic acid receptor agonist in vitro.”

Fingolimod (Gilenya)

Approved 2010

Oral cap

“Fingolimod is metabolized by sphingosine kinase to the active metabolite, fingolimod-phosphate. Fingolimod-phosphate is a sphingosine 1-phosphate receptor modulator, and binds with high affinity to sphingosine 1-phosphate receptors 1, 3, 4, and 5. Fingolimod-phosphate blocks the capacity of lymphocytes to egress from lymph nodes, reducing the number of lymphocytes in peripheral blood. The mechanism by which fingolimod exerts therapeutic effects in multiple sclerosis is unknown, but may involve reduction of lymphocyte migration into the central nervous system.”

Teriflunomide (Aubagio)

Approved 2012

Oral tab

“Teriflunomide, an immunomodulatory agent with anti-inflammatory properties, inhibits dihydroorotate dehydrogenase, a mitochondrial enzyme involved in de novo pyrimidine synthesis. The exact mechanism by which teriflunomide exerts its therapeutic effect in multiple sclerosis is unknown but may involve a reduction in the number of activated lymphocytes in CNS.”

Alemtuzumab (Lemtrada)

Approved 2001

IV infusion

“The precise mechanism by which alemtuzumab exerts its therapeutic effects in multiple sclerosis is unknown but is presumed to involve binding to CD52, a cell surface antigen present on T and B lymphocytes, and on natural killer cells, monocytes, and macrophages. Following cell surface binding to T and B lymphocytes, alemtuzumab results in antibody-dependent cellular cytolysis and complement-mediated lysis.”

Mitoxantrone (Novantrone)

 

Approved 2000

IV Infusion

“Mitoxantrone, a DNA-reactive agent that intercalates into deoxyribonucleic acid (DNA) through hydrogen bonding, causes crosslinks and strand breaks. Mitoxantrone also interferes with ribonucleic acid (RNA) and is a potent inhibitor of topoisomerase II, an enzyme responsible for uncoiling and repairing damaged DNA. It has a cytocidal effect Reference ID: 3105100 on both proliferating and nonproliferating cultured human cells, suggesting lack of cell cycle phase specificity. NOVANTRONEâ has been shown in vitro to inhibit B cell, T cell, and macrophage proliferation and impair antigen presentation, as well as the secretion of interferon gamma, TNFα, and IL-2”

Natalizumab (Tysabri)

Approved 2004

IV infusion

“The specific mechanism(s) by which TYSABRI exerts its effects in multiple sclerosis and Crohn’s disease have not been fully defined”  additional

Dalfampridine (Ampyra)

Approved 2010

Extended-release tab

“The mechanism by which dalfampridine exerts its therapeutic effect has not been fully elucidated. Dalfampridine is a broad spectrum potassium channel blocker. In animal studies, dalfampridine has been shown to increase conduction of action potentials in demyelinated axons through inhibition of potassium channels.”

Ofatumubab (Kesimpta)

Approved 2009

SC injection

“The precise mechanism by which ofatumumab exerts its therapeutic effects in multiple sclerosis is unknown, but is presumed to involve binding to CD20, a cell surface antigen present on pre-B and mature B lymphocytes. Following cell surface binding to B lymphocytes, ofatumumab results in antibody-dependent cellular cytolysis and complement-mediated lysis.”

Cladribine (Mavenclad)

Approved 1993

Oral tab

“The mechanism by which cladribine exerts its therapeutic effects in patients with multiple sclerosis has not been fully elucidated but is thought to involve cytotoxic effects on B and T lymphocytes through impairment of DNA synthesis, resulting in depletion of lymphocytes.”

Siponimob (Mayzent)

Approved 2019

Oral tab

“Siponimod is a sphingosine-1-phosphate (S1P) receptor modulator. Siponimod binds with high affinity to S1P receptors 1 and 5. Siponimod blocks the capacity of lymphocytes to egress from lymph nodes, reducing the number of lymphocytes in Reference ID: 4409346 12 peripheral blood. The mechanism by which siponimod exerts therapeutic effects in multiple sclerosis is unknown, but may involve reduction of lymphocyte migration into the central nervous system.”

Ocrelizumab (Ocrevus)

Approved 2017

IV infusion

“The precise mechanism by which ocrelizumab exerts its therapeutic effects in multiple sclerosis is unknown, but is presumed to involve binding to CD20, a cell surface antigen present on pre-B and mature B lymphocytes. Following cell surface binding to B lymphocytes, ocrelizumab results in antibody-dependent cellular cytolysis and complement-mediated lysis.”

Ponesimod (Ponvory)

Approved 2021

Oral tab

“Ponesimod is a sphingosine 1-phosphate (S1P) receptor 1 modulator that binds with high affinity to S1P receptor 1. Ponesimod blocks the capacity of lymphocytes to egress from lymph nodes, reducing the number of lymphocytes in peripheral blood. The mechanism by which ponesimod exerts therapeutic effects in multiple sclerosis is unknown, but may involve reduction of lymphocyte migration into the central nervous system.”

Diroximel fumarate (Vumerity)

Approved 2013

Oral delayed release capsule

“The mechanism by which diroximel fumarate exerts its therapeutic effect in multiple sclerosis is unknown. MMF, the active metabolite of diroximel fumarate, has been shown to activate the nuclear factor (erythroid-derived 2)-like 2 (Nrf2) pathway in vitro and in vivo in animals and humans. The Nrf2 pathway is involved in the cellular response to oxidative stress. MMF has been identified as a nicotinic acid receptor agonist in vitro.”

Ozanimod (Zeposia)

Approved 2020

Oral capsules

“Ozanimod is a sphingosine 1-phosphate (S1P) receptor modulator that binds with high affinity to S1P receptors 1 and 5. Ozanimod blocks the capacity of lymphocytes to egress from lymph nodes, reducing the number of lymphocytes in peripheral blood. The mechanism by which ozanimod exerts therapeutic effects in multiple sclerosis is unknown but may involve the reduction of lymphocyte migration into the central nervous system.”

 

Effect sizes for the above medications can be calculated from the package inserts.  The typical active drug/placebo comparisons include relapse frequency (per time interval), percentage of relapse-free patients, reduction in relapse rates, time to first or second relapse, progression free days, and numbers of new Gadolinium enhancing lesions on MRI scan. This data is also plotted on survival curves. The calculations will be made at some point and compared to similar data for lithium and selected DMARDs.

With that backdrop consider the main points in Dr. Ghaemi’s paper – that do go beyond the disease-modifying concept:                                                                                                                                                

     1.  Symptomatic versus disease modification:

As I hoped to capture in the preceding paragraphs – the issue of disease modification is a laudable goal but a complex one. Even chemotherapy treatments that are curative vary in effectiveness and can leave patients with complications from treatment that are disabling or even fatal. There can also be at higher risk for future cancers unrelated to the original treated cancer. Many symptomatic medications used on a maintenance basis decrease mortality risk and disability (hard outcomes) even though they are not disease-modifying. Anticonvulsant medications are a good example.  Where seizure risk in generalized tonic-clonic seizures can be decreased it significantly reduces the risk of sudden unexpected death in epilepsy (SUDEP) (9).

      2.     Effect size:

The paper cites effect size as being problematic at two levels.  The first is the actual calculated effect size and the second in the end point – clinical metrics versus hard outcomes measures. The first issue has been explored in the literature at an exhaustive level. The unfortunate approach by many including a prominent epidemiologist who suggested antidepressants had no effect and then later was a coauthor of a paper showing an effect is a dichotomous one rather than an exploration of reality. The issue is the same with all polygenic heterogenous diseases.  There will be a group of responders, a group of partial responders, and a group of non-responders.  There is an associated overlay of placebo and nocebo responders. And depending on the trial there are varying levels of severity, heterogenous recruitment levels, and varying levels of support for research subjects confounding the trials.

The classification of effect sizes has also been problematic. Benchmarking of mild, moderate, and robust effects sizes have been suggested but are generally considered a weak approach.  The actual effects sizes can be calculated and discussed along with moderating factors. It is possible to include different effect size calculations in the same table by specifying the method used and the relevant parameters of the trial.   Effect sizes that are considered low can become significant over large populations.

      3.     Disease modification specific to psychiatry:

Lithium, clozapine, and some anticonvulsants are known to be disease-modifying drugs in psychiatry largely measured with the hard outcomes of time to relapse or number of relapses in a set period of time. These medications address some purported mechanisms at the hypothetical level since there is no widely accepted theory about how they work and there are many hypothetical mechanisms.  Considering the entire course of illnesses in psychiatry medications that are not technically disease-modifying can make a significant difference in hard outcomes. The best example that I can think of and Luther Bell (10) described a mortality rate of 75% in a cohort of 40 patients admitted to McClean Hospital in 1849. Today with the advents of advances in both medical treatment and electroconvulsive therapy the mortality in this group of patients is essentially zero. Does preventing death qualify a medication approach as disease-modifying?  If so, the modern medical treatment of catatonia (benzodiazepines, antipsychotics, mood stabilizers) qualify. Another example is the use of long acting injectable (LAI) antipsychotic medications.  These medications clearly reduce the rate of relapse in both schizophrenia and bipolar disorder.  Does that qualify them for disease modifying status even though the specific mechanism of action is unknown?  Clinical psychiatry has clearly made progress in terms of hard outcomes irrespective of where you draw the line on disease modification.

      4.     The DSM is biologically invalid:

Somewhat of a straw man – I don’t think there was ever a claim that it was. That said there has been rumored validity markers of psychiatric disorders that have apparently never been released by the DSM study groups and the most obvious marker of robust medication effect has never been used.  Further study of the RDoC and other proposed alternate systems of classification do not seem any more biologically valid at this point. At the minimum biological phenotyping may be useful and it currently exists to a limited degree (catatonia).  A lot of mileage has been made out of the fact that a focus on the biological aspects of psychiatric illness has not yielded any pertinent clinical information and that this somehow justifies increased psychosocial research. That minimizes the issue of complex heterogenous diseases and what it takes to understand them. Psychiatry compared with rheumatology is a good example – but on the other hand psychiatric disorders are more intimately linked to conscious states and those states can affect every level of interpretation of a drug response.  

      5.     Clinical trial design deficiencies

 There are many and I have already listed a few.  An additional deficiency is the general regulatory scheme that seems to focus on getting a minimal efficacy signal.  Pharmaceutical companies are incentivized to complete these trials as soon as possible.  Anyone who has worked as an investigator in a clinical trial knows that this is a frustrating process largely due to the inclusion and exclusion criteria. There are pressures to recruit the necessary patients as soon as possible.  Randomization is a hurdle.  What does it say when the number of people declining participation in the study greatly outnumbers the people who have been recruited?  Many of them decline because of randomization to possible placebo or an inability to be notified after the study about whether they received placebo or not. At the design level, the recruiting problem also can affect choices of comparator drugs and the doses of those drugs. More long-term studies require more funding and retaining patients in the study becomes an important task for researchers.  Intent-to-treat analysis based on considering all of the patients entering the protocol as the denominator in the study is another limitation in that it does not resemble clinical practice where getting to responder status as soon as possible independent of any particular drug is a priority.  

 The discontinuation design in maintenance studies of antidepressants were described as a problem in terms of falsifiability.  Most of them show an active drug effect and apparently psychiatric medications are the only class of drugs that the FDA allows to use this discontinuation paradigm. The practical issue in terms of clinical treatment is what happens when antidepressants are stopped.  Some early work in the pattern analysis of antidepressant response suggested that the placebo effect faded over time but the active drug effect did not.  Psychiatrists need to know what the treatment scenarios are with drug discontinuation.

 There has not be enough discussion of registry and observational studies. The advantages are that they use large data bases and can look at hard outcomes like relapse, hospitalization, suicide, and other types of mortality.  It fits the current FDA regulatory category of Real World Evidence (RWE) and Real World Data (RWD).  The main advantage is the population studied in the registry is not screened by inclusion and exclusion criteria or by a participatory agreement and therefore more accurately approximates a true clinical population (14).  The time interval for RCTs is typically limited by funding for a duration of years. Registry studies based on a database can be much longer in duration and the data is a standard administrative feature. Safeguards have been developed to reduce bias in registry studies and some groups consider them to be a good indication of how a medication works in real clinical settings. Although I have not seen it done, registry studies could potentially confirm some of the effect sizes when applied to much larger populations.

      6   Academics versus Industry versus Clinical Practice:

Closer collaboration between the pharmaceutical industry and may be useful, but there will always be significant conflict of interest issues.  The pharmaceutical industry is clearly looking for an efficacy signal they can use to get FDA approval and market a drug. The trade-off is that these are typically small studies with stringent inclusion criteria that can result in later drug withdrawal due to complications noted only with greater exposure in post-marketing surveillance. It is not clear to how this system will ever produce medications that are disease-modifying versus those that are used to treat symptoms.

 An even larger problem is that clinicians are typically an afterthought by the academics and pharmaceutical industry.  The job of every psychiatrist is to see people who are acutely symptomatic and diagnose and treat those people. Psychiatrists are currently under more constraints than they have ever been.  Managed care companies demand that people are discharged from hospitals barely treated while psychiatrists are concerned about adequate treatment of the symptoms that led to hospitalization.  There are very few – if any clinical trials that apply to this scenario.  In 22 years of acute inpatient care – my estimate would be that about 5% of the people I treated would not be excluded from a standard clinical trial.  That experience was reinforced by my experience as an investigator in clinical trials of antidepressants, anxiolytics, antipsychotics, and Alzheimer’s disease. From a clinician’s perspective, the main failure of drug development is continuing to ignore real-world patients for an idealized clinical trials process.

 Concluding this post – I hope that I have communicated alternate viewpoints that capture the broader clinical landscape. It is not intended as a refutation of Dr. Ghaemi’s viewpoint and I don't consider anything in his paper to be controversial.  What I am suggesting is that psychiatrists need to know all of the viewpoints on these topics and why they exist in order succeed in clinical settings. For example, they need to know how to use both symptom-modifying and disease-modifying medications and the limitations of that distinction. They need to know the limitations of any medication prescribed and how to rapidly determine when a medication needs to be discontinued and a new medication or mode of therapy initiated. They need to know about placebo and nocebo effects as well as the entire range of side effects, effects on comorbid medical illnesses, and drug interactions. And they need to know the relative merits of randomized clinical trials using intent-to-treat analysis and real-world observational and registry studies.  All of those knowledge is necessary to treat complex polygenic illnesses that probably have many underlying biological processes and that consideration is not limited to psychiatry.

That is the true state-of-the art in the field.  There is no royal road to the truth and the current road is never easy.  Many people go into psychiatry for that reason, they get to know this body of knowledge and the associated decision-making and they are very good at helping people with significant problems.

George Dawson, MD, DFAPA

 

 References:

1:  Ghaemi SN.  Clinical Psychopharmacology: Principles and Practice.  New York, Oxford University Press 2019.

2:  Ghaemi SN. Symptomatic versus disease-modifying effects of psychiatric drugs. Acta Psychiatr Scand. 2022 Jun 2. doi: 10.1111/acps.13459. Epub ahead of print. PMID: 35653111.

3:  Aggarwal R, Ringold S, Khanna D, Neogi T, Johnson SR, Miller A, Brunner HI, Ogawa R, Felson D, Ogdie A, Aletaha D, Feldman BM. Distinctions between diagnostic and classification criteria? Arthritis Care Res (Hoboken). 2015 Jul;67(7):891-7. doi: 10.1002/acr.22583. PMID: 25776731; PMCID: PMC4482786.

4:  N. L. Maiden, N. P. Hurst, A. Lochhead, A. J. Carson, M. Sharpe, Medically unexplained symptoms in patients referred to a specialist rheumatology service: prevalence and associations, Rheumatology, Volume 42, Issue 1, January 2003, Pages 108–112, https://doi.org/10.1093/rheumatology/keg043

5:  Smythe HA. Explaining medically unexplained symptoms: widespread pain. The Journal of Rheumatology. 2009 Apr 1;36(4):679-83.

6:  Gran JT, NordvĂĄg BY. Referrals from general practice to an outpatient rheumatology clinic: disease spectrum and analysis of referral letters. Clinical rheumatology. 2000 Nov;19(6):450-4.

7:  Gumpel JM. Cyclophosphamide, gold and penicillamine--disease-modifying drugs in rheumatoid arthritis--tailored dosage and ultimate success. Rheumatol Rehabil. 1976 Aug;15(3):217-20. doi: 10.1093/rheumatology/15.3.217. PMID: 968355

8:  Buer JK. A history of the term "DMARD". Inflammopharmacology. 2015 Aug;23(4):163-71. doi: 10.1007/s10787-015-0232-5. Epub 2015 May 23. PMID: 26002695; PMCID: PMC4508364

9:  Pensel MC, Nass RD, Taubøll E, Aurlien D, Surges R. Prevention of sudden unexpected death in epilepsy: current status and future perspectives. Expert Rev Neurother. 2020 May;20(5):497-508. doi: 10.1080/14737175.2020.1754195. Epub 2020 Apr 26. PMID: 32270723.

10:  Leucht S, Helfer B, Gartlehner G, Davis JM. How effective are common medications: a perspective based on meta-analyses of major drugs. BMC Med. 2015 Oct 2;13:253. doi: 10.1186/s12916-015-0494-1. PMID: 26431961; PMCID: PMC4592565.

11:  Bell, L. 1849. On a form of disease resembling some advanced stage of mania and fever. Am. J. Insanity 6, 97–127.  

12:  Fava M.  Rational use of antidepressants. Psychother Psychosom 2014;83:197–204. doi: 10.1159/000362803

13:  Cosci F, Fava GA. Prescribing Pharmacotherapy for Major Depressive Disorder: How Does a Clinician Decide?. Biomedicine hub. 2021;6(3):118-21.

14:  Taipale H, Tiihonen J. Registry-based studies: What they can tell us, and what they cannot. Eur Neuropsychopharmacol. 2021 Apr;45:35-37. doi: 10.1016/j.euroneuro.2021.03.005. Epub 2021 Mar 25. PMID: 33774390.

15: Frew AJ.  Glucocorticoids. In:  Clinical immunology: principles and practice, 5th edition. Rich RR, Shearer WT, Schroeder HW, Frew AJ, Weyland CM, editors. Amsterdam: Elsevier; 2019. p 1165-1175


Supplementary:  This post is another work in progress. I hope to calculate effects sizes of the above medications for MS, another table for rheumatic conditions (RA or SLE) and compare them to effect sizes for lithium, clozapine, valproate, and carbamazepine.  I am interested in the longest RCTS and registry studies that examine these problems.  If you have favorite studies please post the references here or email them to me. 


Image credit:  My wife took this photo of the Bong Bridge between Duluth, MN and Superior, WI. It is an expansive structure and hope I communicated that concept in the above writing.